MCQ Session: FSMA
Tue 12 Dec 2023 8:00 PM - 9:00 PM GMT
Online, Microsoft Teams
Description
A live MCQ Session where we go over together unseen SQE1-style MCQs on the rules under the Financial Services and Markets Act 2000 and how they apply to solicitors. You will have a go at each MCQ, and then we will go over it together, discussing what the best answer is and the underlying blackletter law rule.
For the recording and slides to this Session, please buy an MCQ Pass.
We will be covering the following parts of the SQE1 assessment specification:
- Financial services:
- The financial services regulatory framework including authorisation, and how it applies to solicitors' firms
- Recognition of relevant financial services issues, including the identification of specified investments, specified activities and relevant exemptions
- Application of the Financial Services and Markets Act 2000 and related secondary legislation to the work of a solicitor